Strategic Compliance Testing Lead

Capital One; Deerfield (IL); On-site; USD 162,000 - 184,000; Full time

Job summary

Capital One seeks a Compliance Testing Senior Manager to lead a team of compliance professionals ensuring regulatory alignment across the enterprise. The role emphasizes strategic leadership, risk judgment, and leveraging technology to expand testing capabilities.

Ideal candidates have deep regulatory knowledge in consumer finance, strong communication skills, and a proven track record of driving testing programs in large institutions.

Qualifications

• At least 6 years of experience at a financial institution in Compliance Testing, Risk Management, Compliance Monitoring, or Audit.
• At least 5 years of people management experience or experience leading teams or projects.

Responsibilities

• Lead a multi-tiered Compliance Testing Team that focuses on testing across the Capital One Enterprise by piloting new testing methodologies and working with data teams to perfect new testing innovations.
• Assist with the development, management, and execution of the Compliance Testing calendars, data scripts, and methodologies.
• Align resources to ensure timely and accurate test execution. Ensure teams have tools, training, and access to information needed to effectively execute testing.
• Support strategic transformation to deepen the breadth of testing through technology solutions and reviewing the effectiveness of processes and tools
• Demonstrate ability to explore and quickly grasp new technologies to progress varied initiatives

Skills

Leadership

Compliance Testing

Data collaboration

Python

SQL

Stakeholder communication

Education

Master’s degree

Juris Doctorate

Job description

Capital One seeks a Compliance Testing Senior Manager to lead a team of compliance professionals ensuring regulatory alignment across the enterprise. The role emphasizes strategic leadership, risk judgment, and leveraging technology to expand testing capabilities.

Ideal candidates have deep regulatory knowledge in consumer finance, strong communication skills, and a proven track record of driving testing programs in large institutions.