Strategic Compliance Testing Lead

TD Bank Group (TD); Boston (MA); On-site; USD 91,000 - 136,000; Full time

Job summary

TD Bank US Compliance is building a scalable, forward-thinking compliance program. The Compliance Testing Manager will lead risk-based testing, guide engagement teams, and provide subject matter expertise on controls and processes.

The role emphasizes strategic thinking, collaboration, and accountability in a dynamic environment. The ideal candidate brings an entrepreneurial mindset, strong analytical skills, and a track record in compliance testing within regulated settings, while driving

Qualifications

• Undergraduate degree or equivalent work experience.
• 7+ years of experience.
• Experience in compliance testing, audit, risk management, or regulatory compliance within a regulated environment.
• Experience leading and executing compliance testing, validation, audit, or monitoring engagements.
• Experience using data analytics and AI-enabled tools to enhance testing effectiveness and identify regulatory risks.
• Strong knowledge of regulatory requirements, risk management frameworks, and compliance testing methodologies.
• Ability to interpret laws, regulations, and regulatory guidance and assess impacts to compliance programs.
• Strong analytical skills with the ability to identify, assess, and elevate risks and issues.
• Proficiency with Microsoft Office and reporting tools.
• Strong organizational, project management, and communication skills.
• Ability to manage multiple priorities and deliver results in a fast-paced environment.
• CRCM certification is a plus

Responsibilities

• Executes and manages testing activities in accordance with established standards and strategic direction to achieve completion within target timelines.
• Executes follow-up on findings raised from testing engagements in accordance with established standards.
• Conducts skilled analytical research and analysis as part of testing engagement and initiatives.
• Understands risk identification, risk analysis, and risk mitigation according to regulatory requirements and best business practices.
• Develops strong relationships and works collaboratively with key partners.
• Oversees/leads the testing engagement, including communications and the reporting processes.
• Provides subject matter expertise and/or input to projects/initiatives as a representative for area of specialization.
• Proactively identifies matters which require additional attention, further escalation, or review, and liaises with the appropriate staff to resolve

Skills

Analytical skills

Project management

Communication skills

Leadership

Education

Undergraduate degree or equivalent work experience

Tools

Microsoft Office

Job description

TD Bank US Compliance is building a scalable, forward-thinking compliance program. The Compliance Testing Manager will lead risk-based testing, guide engagement teams, and provide subject matter expertise on controls and processes.

The role emphasizes strategic thinking, collaboration, and accountability in a dynamic environment. The ideal candidate brings an entrepreneurial mindset, strong analytical skills, and a track record in compliance testing within regulated settings, while driving