Compliance Testing Lead — Innovative Risk & Controls

TD; Charlotte (NC); On-site; USD 91,000 - 136,000; Full time

Benefits offered by this job

Colleague Development

Training & Onboarding

Total Rewards

Job summary

TD Bank US Compliance seeks a Compliance Testing Manager to plan, oversee and execute risk-based testing engagements, leading a team of specialists. You will provide subject matter expertise on compliance controls, and guide initiatives in a fast-paced environment shaping the bank's future compliance program.

You will partner with stakeholders, manage multiple engagements end-to-end, and apply data analytics to identify regulatory risks while advancing testing methodologies and industry best

Qualifications

• Experience in compliance testing, audit, risk management, or regulatory compliance within a regulated environment.
• Ability to interpret laws, regulations, and regulatory guidance and assess impacts to compliance programs.
• Strong analytical, organizational, and communication skills.

Responsibilities

• Plan, execute, and oversee independent compliance testing engagements.
• Provide subject matter expertise on compliance risks, controls, and processes.
• Lead all phases of assigned testing engagements and guide strategic initiatives.

Job description

TD Bank US Compliance seeks a Compliance Testing Manager to plan, oversee and execute risk-based testing engagements, leading a team of specialists. You will provide subject matter expertise on compliance controls, and guide initiatives in a fast-paced environment shaping the bank's future compliance program.

You will partner with stakeholders, manage multiple engagements end-to-end, and apply data analytics to identify regulatory risks while advancing testing methodologies and industry best