Senior VP, Regulatory Strategy & Filings

BNY Mellon; Westborough (MA); On-site; USD 102,000 - 210,000; Full time

Job summary

BNY Mellon in Boston, MA is seeking a Senior Vice President, Regulatory Administration/Filings Manager to join the Legal team. The role leads regulatory administration and prepares filings, collaborating with clients and in-house counsel to ensure compliance with SEC requirements.

You will oversee multiple teams, monitor regulatory developments, guide legislative matters at board meetings, and coordinate with accounting firms.

Qualifications

• Bachelor's degree or equivalent required.
• JD from an accredited law school preferred.
• 7–10 years total work experience including 1–3 years in management.
• Experience in the securities or financial services industry preferred.
• Proven ability to recruit, direct, motivate, and develop staff, managing multiple teams and resources.

Responsibilities

• Lead multiple teams of Regulatory Administration and Filings staff providing clients with legal guidance on SEC filings such as prospectuses, proxy statements, and board minutes.
• Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client-facing situations.
• Provide oversight and strategic guidance around legislative issues clients must address during board meetings and regulatory decisions.
• Manage relationships with clients' accounting firms and liaise with in-house counsel to ensure major filings comply with regulations.

Skills

Regulatory leadership

Securities industry experience

Staff management

Client liaison

Education

Bachelor's degree or equivalent

JD from an accredited law school preferred

Job description

BNY Mellon in Boston, MA is seeking a Senior Vice President, Regulatory Administration/Filings Manager to join the Legal team. The role leads regulatory administration and prepares filings, collaborating with clients and in-house counsel to ensure compliance with SEC requirements.

You will oversee multiple teams, monitor regulatory developments, guide legislative matters at board meetings, and coordinate with accounting firms.