Senior Trust Compliance Officer | Risk & Policy Leader

Osaic; Henderson (NV); On-site; USD 90,000 - 105,000; Full time

Benefits offered by this job

Health insurance

Vision insurance

Dental insurance

401k

Vacation and sick time

Volunteer days

Job summary

Osaic in Las Vegas, NV seeks a Compliance Officer to oversee compliance and risk management, ensuring adherence to laws, regulations, and internal policies. The role works with the Director of Operations to lead the compliance team in assessing and mitigating financial and legal risks.

Responsibilities include creating and maintaining policies, guiding audits, coordinating with auditors, monitoring regulatory changes, conducting staff training, and maintaining strict data confidentiality.

Qualifications

• Bachelor's degree preferred; High School Diploma (or equivalent) with significant practical experience will be considered in lieu of degree.
• 7+ years of experience in financial services.
• Solid Trust knowledge and understanding of trust laws and regulations.
• Strong analytical and problem-solving skills.
• Excellent communication and interpersonal skills.

Responsibilities

• Create and maintain policies and procedures
• Assess, maintain and develop the compliance audit processes and internal controls
• Point of contact for internal and external auditors
• Research and stay current on regulatory changes and communicate important industry changes
• Conduct periodic training with staff regarding regulatory requirements
• Monitor potential legal matters
• Perform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedules
• Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties
• Maintain strict confidentiality of all records and data received

Skills

Trust knowledge

Trust laws & regs

Analytical skills

Communication

Detail-oriented

8+ years in financial services

Education

Bachelor’s degree preferred

High School diploma or equivalent

Job description

Osaic in Las Vegas, NV seeks a Compliance Officer to oversee compliance and risk management, ensuring adherence to laws, regulations, and internal policies. The role works with the Director of Operations to lead the compliance team in assessing and mitigating financial and legal risks.

Responsibilities include creating and maintaining policies, guiding audits, coordinating with auditors, monitoring regulatory changes, conducting staff training, and maintaining strict data confidentiality.