Senior Tech Risk & SOX Governance Lead

Capital One

New York (NY)

On-site

USD 132,000 - 151,000

Full time

14 days+

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Job summary

Capital One is seeking a Principal Risk Specialist in its Technology SOX Governance (TSG) team in New York to ensure controls over technology critical processes comply with internal and external requirements. The role involves supervising risk and control activities and collaborating with stakeholders to develop strategic risk management solutions.

You will lead control governance, maintenance, testing readiness, issues management, and continuous process improvement, with opportunities to

Qualifications

Bachelor’s Degree or Military experience.
At least 3 years of Information Systems Risk Management, IT Audit, or IT Compliance Experience.

Responsibilities

Control Governance: Ensure assigned Tech controls are operating effectively and as designed/intended.
Control Maintenance: Provide consultation and oversight on control design, perform effective challenges on control design, and help maintain effective controls for both internal and external testing.
Testing Readiness & Support: Perform preassessments of Tech SOX controls to determine sufficiency of processes and effectiveness of execution prior to formal testing evaluation.
Issues Management: Responsible for providing consultation and effective challenge of identified potential issues, and accountable for impact assessment, remediation plan and issue closure.
Strategic Delivery: Directly contribute to continuous process improvement initiatives by identifying solutions that drive efficiency and optimization within the technology risk and control domain.