Senior Supervisory Solutions Advisor (Remote)

130 Raymond James Financial Services, Inc.

Colorado

Hybrid

USD 75,000 - 90,000

Full time

5 days ago

Be an early applicant

Application generator

Turn this role into an interview — a resume and cover letter built around what this employer wants.

Get past ATS filters

Benefits offered by this job

Benefits package

Paid time off

Parental leave

Job summary

Raymond James is seeking a Senior Advisor, Supervisory Solutions to supervise client accounts, review complex activity, and guide advisors and branch leadership through regulatory requirements. The role emphasizes risk management, sound judgment, and clear communication in a client-first environment.

The position supports advisors, branch managers, and business partners, with emphasis on identifying emerging risks, applying firm policies, and ensuring compliance across supervisory reviews and

Qualifications

Bachelor's degree(s) required or equivalent experience.
Experience in financial services or supervision.
Licensing requirements may apply within a defined timeframe.

Responsibilities

Perform supervisory reviews and approvals of client accounts, transactions, and documentation requiring oversight.
Provide supervisory guidance to branch managers and financial advisors.
Research and resolve complex account, suitability, and regulatory matters.
Monitor supervisory systems to identify unusual activity or risks.
Communicate regulatory developments and policy changes to advisors and staff.

Skills

Regulatory knowledge

Risk management

Financial services

Analytical thinking

Education

Bachelor's degree in Accounting

Bachelor's degree in Business Administration

Job description

The position supports advisors, branch managers, and business partners, with emphasis on identifying emerging risks, applying firm policies, and ensuring compliance across supervisory reviews and

Get your free, confidential resume review.

or drag and drop your file here.