Senior Advisor, Money Movement Supervision (Hybrid)

Raymond James; Memphis (TN); Hybrid; USD 90,000 - 130,000; Full time

Job summary

Raymond James is seeking a Senior Advisor, Supervision to review money movement activity, identify potential fraud or financial exploitation, and resolve supervisory matters. You will work with financial advisors, branch and regional leadership, Fraud, and other teams to investigate concerns and determine appropriate action.

The role may be cross‑trained to support DR and SARC and could transition among functions based on business needs.

Qualifications

• Bachelor’s degree and a minimum of three (3) years of experience in Supervision and/or the financial services industry.
• SIE required; Series 7, 9 and 10; Series 24 can be used in place of 9 and 10.
• Hybrid work arrangement; travel less than 25%
• Equivalent combination of experience, education, and/or training approved by HR will be considered

Responsibilities

• Review and approve money movement transactions using regulations and firm policies.
• Identify inconsistencies, potential fraud, or financial exploitation and escalate as needed.
• Contact clients to verify disbursements meeting thresholds or requiring confirmation.
• Review ACH, SLOA, and periodic payment setups for client accounts; communicate findings.
• Monitor Money Movement supervision inbox and escalate issues appropriately.
• Collaborate with advisors, branch managers, regional leadership, Fraud, and other teams to resolve complex matters.
• Explain supervisory concerns clearly, even for sensitive or unexpected outcomes.
• Maintain current knowledge of regulations and money movement risks and apply them accordingly.
• Investigate customer disputes and handling matters involving senior and at‑risk clients when assigned.
• Identify trends and opportunities to strengthen supervisory practices and controls.
• Own matters from initial review through documented resolution.

Skills

Critical thinking

Communication

Independent work

Attention to detail

Collaboration

Risk awareness

Education

Bachelor’s degree in related discipline

Equivalent experience/ training

Job description

Raymond James is seeking a Senior Advisor, Supervision to review money movement activity, identify potential fraud or financial exploitation, and resolve supervisory matters. You will work with financial advisors, branch and regional leadership, Fraud, and other teams to investigate concerns and determine appropriate action.

The role may be cross‑trained to support DR and SARC and could transition among functions based on business needs.