Senior Risk & Compliance Analyst — SOC1 & Controls

London Stock Exchange Group; New York (NY); In loco; USD 72.000 - 120.000; Tempo pieno

Vantaggi offerti da questo lavoro

Annual Incentive Plan

Health benefits

401(K) Savings Plan

Wellness Allowance

Paid time-off

Commuter assistance

Adoption assistance

Descrizione del lavoro

London Stock Exchange Group in New York is seeking a Senior Analyst to join the Risk and Compliance team within Pricing and Reference Services. You will support operational risk, audits, internal controls, issue management and business continuity initiatives, partnering with risk officers and business management.

This role emphasizes data analysis, KRIs/KCIs reporting, and collaboration with central risk teams to ensure policy alignment and timely audit delivery.

Competenze

• 2+ years of ops risk, compliance, audit or controls experience in financial services or data vendor.
• Bachelor’s degree in a related field or relevant certification.
• Knowledge of financial markets data and ability to analyze data sets using standard tools.
• Strong communication and collaboration across functions, working with teams across the firm.
• Experience with data analysis and visualization tools such as MS Excel, PowerPoint, Power BI or other.
• Desirable professional certifications such as CISA, CRISC or similar.
• Experience in programming in Python, SQL and other data languages; familiarity with AI-enabled tools, automation is a plus.
• Previous IT Audit, 2nd line Technology Risk or 1st line technology risk assurance in financial services.

Mansioni

• Support risk activities including risk control assessments, issue management, external assurance, control testing, and vendor due diligence.
• Assist in control testing including obtaining evidence and challenging information provided to support the control design and operating effectiveness.
• Support in the reporting of KRIs and KCIs to assist in risk reporting.
• Analyze and interpret data to provide regular reports and recommendations to stakeholders, identifying data quality issues, control deviations, trends, and other areas requiring review.
• Support the end-to-end delivery of SOC1 audit and other audits by coordinating audit activities across internal stakeholders and external auditors.
• Track audit requests, evidence submissions, recertification activities and due dates, ensuring timely follow-up and escalation.
• Review audit and control evidence for quality and completeness before submission.
• Communicate findings and ongoing issues to management and cross-functional stakeholders, adapting communication style as appropriate.

Conoscenze

Ops risk

Data analysis

Stakeholder management

Data visualization

Formazione

Bachelor's degree in related field

CISA/CRISC certification

Strumenti

MS Excel

PowerPoint

Power BI

Python

SQL

Descrizione del lavoro

London Stock Exchange Group in New York is seeking a Senior Analyst to join the Risk and Compliance team within Pricing and Reference Services. You will support operational risk, audits, internal controls, issue management and business continuity initiatives, partnering with risk officers and business management.

This role emphasizes data analysis, KRIs/KCIs reporting, and collaboration with central risk teams to ensure policy alignment and timely audit delivery.