Senior Risk & Compliance Analyst: Audits, Controls & Data

LSEG; New York (NY); In loco; USD 72.000 - 120.000; Tempo pieno

Vantaggi offerti da questo lavoro

Annual Wellness Allowance

Paid time-off

Medical, dental, and vision coverage

401(K) Savings Plan with company match

Commuter assistance

Descrizione del lavoro

London Stock Exchange Group (LSEG) is seeking a Senior Associate to support risk and compliance initiatives within Pricing and Reference Services. You will work with senior risk officers and business managers on risk controls, audit readiness, and issue management.

You will manage data analysis to identify trends, track KRIs/KCIs, and coordinate SOC1 and other audits with internal and external teams. This role emphasizes collaboration, independence, and timely delivery.

Competenze

• 2+ years of ops risk, compliance, audit or controls experience.

Mansioni

• Support core risk activities including risk control assessments, issue management, external assurance, control testing, and vendor due diligence.
• Assist in control testing by obtaining evidence and challenging information for design and operating effectiveness.
• Support reporting of KRIs and KCIs to aid risk reporting.
• Analyze data to provide regular reports and recommendations, identifying data quality issues and trends.
• Coordinate SOC1 audits and other audits by liaising with internal and external stakeholders.
• Track audit requests, evidence submissions, recertification activities and due dates with timely follow-up.
• Communicate findings and issues to management across teams, adjusting style by audience.

Conoscenze

Operational risk

Audit experience

Issue management

Data analysis

Stakeholder communication

Independent planning

Collaboration with risk teams

Formazione

Bachelor's degree in a related field

Strumenti

MS Excel

PowerPoint

Power BI

SQL

Python

Descrizione del lavoro

London Stock Exchange Group (LSEG) is seeking a Senior Associate to support risk and compliance initiatives within Pricing and Reference Services. You will work with senior risk officers and business managers on risk controls, audit readiness, and issue management.

You will manage data analysis to identify trends, track KRIs/KCIs, and coordinate SOC1 and other audits with internal and external teams. This role emphasizes collaboration, independence, and timely delivery.