IT Compliance Analyst — Reg SCI & SEC, Front-Row View

ICE; Washington (District of Columbia); On-site; USD 100,000 - 130,000; Full time

Job summary

Intercontinental Exchange is seeking an IT Compliance Analyst for its NYSE IT Compliance team. You will help develop and manage risk-based IT compliance programs aligned with SEC guidance, industry standards, and internal policy, interfacing with regulators, technologists, and business leaders across NYSE and ICE.

You will contribute to risk assessments, control design, and remediation planning while supporting regulatory examinations and reporting.

Qualifications

• 3+ years in IT Governance, Risk, and Compliance (GRC) or IT audit/controls
• Experience with regulatory compliance in financial services/fintech
• Ability to translate regulatory requirements into technical controls
• Strong written, verbal, and presentation skills
• Interest in automating compliance workflows with Python and AI tools

Responsibilities

• Support responses to external regulatory examinations and requests for NYSE IT systems, policies, and processes
• Own activities ensuring compliance with SEC Reg SCI and related frameworks
• Act as a bridge between business, technology, regulatory, and legal teams
• Advise stakeholders on complex IT compliance topics and translate between disciplines
• Monitor and report on compliance status to leadership
• Analyze new systems/changes for regulatory, operational, and functional risks and suggest compensating controls

Skills

GRC familiarity

Regulatory compliance

Finance industry understanding

Communication skills

Python automation interest

Education

Certifications (ISACA, ISC², ITIL)

Job description

Intercontinental Exchange is seeking an IT Compliance Analyst for its NYSE IT Compliance team. You will help develop and manage risk-based IT compliance programs aligned with SEC guidance, industry standards, and internal policy, interfacing with regulators, technologists, and business leaders across NYSE and ICE.

You will contribute to risk assessments, control design, and remediation planning while supporting regulatory examinations and reporting.