Senior Risk & Compliance Analyst - Data & Audits

LSEG (London Stock Exchange Group); New York (NY); On-site; USD 72,000 - 120,000; Full time

Job summary

London Stock Exchange Group (LSEG) is seeking a Senior Analyst to join the Risk and Compliance team within Pricing and Reference Services in New York. You will support operational risk, audits, internal controls, issue management, and business continuity initiatives, collaborating with central risk teams to meet policy requirements.

The role is an individual contributor working with senior risk officers and management, managing ad-hoc projects and data analysis related to the quality program and

Qualifications

• 2+ years of Ops risk, compliance, audit or controls related work in financial services or data vendor
• A bachelor's degree in a related field or relevant certification with applicable experience
• Knowledge of financial markets data with demonstrated ability to analyze data sets in an efficient and effective manner utilizing standard tools
• Ability to communicate effectively and collaborate with teams across the firm, building productive working relationships across different functions, working styles, and personalities
• Able to work independently to plan and execute on projects, manage multiple priorities and deadlines, and collaborate as part of a team
• Experience with data analysis and visualization tools such as MS Excel, PowerPoint, Power BI or other

Responsibilities

• Support all core risk activities, including but not limited to, risk control assessments, issue management, external assurance, control testing, and vendor due diligence, and periodic control recertification activities
• Assist in control testing including obtaining evidence and challenging information provided to support the control design and operating effectiveness
• Support in the reporting of KRIs (Key Risk Indicators) and KCIs (Key Control Indicators) to assist in risk reporting
• Analyze and interpret data to provide regular reports and recommendations to stakeholders, identifying data quality issues, control deviations, trends, and other areas requiring review
• Support the end-to-end delivery of SOC1 audit and other audits by coordinating audit activities across internal stakeholders and external auditors
• Track audit requests, evidence submissions, recertification activities and due dates, ensuring timely follow-up, progress against established deadlines, and escalation where required. Review audit and control evidence for quality and completeness before submission
• Communicate effectively with management and cross-functional stakeholders on findings and ongoing issues, adapting communication style as appropriate to different teams and levels of seniority

Skills

Data analysis

Communication

Independent work

Cross-functional collaboration

Project planning

Education

Bachelor's degree in related field

Tools

Power BI

Excel

PowerPoint

Job description

London Stock Exchange Group (LSEG) is seeking a Senior Analyst to join the Risk and Compliance team within Pricing and Reference Services in New York. You will support operational risk, audits, internal controls, issue management, and business continuity initiatives, collaborating with central risk teams to meet policy requirements.

The role is an individual contributor working with senior risk officers and management, managing ad-hoc projects and data analysis related to the quality program and