Global Compliance Analyst: Data-Driven & Regulatory Expert

Referment; New York (NY); On-site; USD 70,000 - 90,000; Full time

Job summary

Referment in New York is seeking a Compliance Analyst to help ensure regulatory alignment across trading, operations, and tech teams. You will prepare filings, support business units, and work with automated monitoring to address real-time questions.

Ideal candidates bring 1–4 years in internal audit or risk analysis, strong data-analytic skills with Power BI, R, or STATA, and excellent drafting abilities to produce audit reports and regulatory documents.

Qualifications

• Bachelor’s degree with high academic achievement.
• 1–4 years of post‑graduate experience.
• Experience in Internal Audit or risk analysis across domains.
• Strong analytical skills and data analytics proficiency.
• Excellent drafting and reporting abilities.
• Strong organization and project management.

Responsibilities

• Prepare regulatory filings and support attorneys and compliance colleagues on business-facing matters.
• Help business teams understand and adhere to relevant compliance policies.
• Design and review automated compliance-monitoring reports, investigating issues with care and accuracy.
• Respond to live regulatory and operational questions involving investment activity.
• Contribute to longer‑term projects that maintain compliance with new and existing regulations.

Skills

Analytical thinking

Data analysis

Regulatory awareness

Education

Bachelor's degree or higher

Tools

Power BI

R

STATA

Job description

Referment in New York is seeking a Compliance Analyst to help ensure regulatory alignment across trading, operations, and tech teams. You will prepare filings, support business units, and work with automated monitoring to address real-time questions.

Ideal candidates bring 1–4 years in internal audit or risk analysis, strong data-analytic skills with Power BI, R, or STATA, and excellent drafting abilities to produce audit reports and regulatory documents.