Senior Regulatory Reporting Analyst - Drive Compliance & Growth

RBC Capital Markets, LLC; Jersey City (NJ); On-site; USD 80,000 - 110,000; Full time

Job summary

RBC Capital Markets, LLC in Jersey City, NJ seeks a Senior Business Analyst to lead regulatory reporting initiatives. The role focuses on remediating issues, building control frameworks, managing risk assessments, and supporting regulatory and business change programs.

You will research regulatory inquiries, coordinate responses for examinations, and partner with Compliance, Legal, Finance, and Technology teams to drive improvements across EBS, CAT, TRACE, and other reporting areas.

Qualifications

• Bachelor's degree or equivalent in a related field.
• Experience in regulatory reporting across asset classes.
• Strong Excel and MS Office skills.

Responsibilities

• Conduct impact assessments for new initiatives and regulatory changes.
• Lead UAT strategy, develop test cases, and execute tests.
• Coordinate remediation of reporting issues via JIRA and documentation.
• Prepare for regulatory examinations with organized responses.
• Act as escalation point for junior staff on complex issues.
• Drive process improvements and automation opportunities.
• Design and maintain controls for timely, accurate reporting.
• Develop performance metrics for daily/weekly/monthly reports.
• Produce presentations for senior management on regulatory metrics.

Skills

Regulatory reporting

UAT

SQL/VBA basics

Excel advanced

Change management

Agile/Waterfall

Stakeholder management

Test case development

Education

Bachelor's degree in Engineering, Business, Finance, or related field

Tools

Broadridge

Fidessa

Job description

RBC Capital Markets, LLC in Jersey City, NJ seeks a Senior Business Analyst to lead regulatory reporting initiatives. The role focuses on remediating issues, building control frameworks, managing risk assessments, and supporting regulatory and business change programs.

You will research regulatory inquiries, coordinate responses for examinations, and partner with Compliance, Legal, Finance, and Technology teams to drive improvements across EBS, CAT, TRACE, and other reporting areas.