Senior Regional Manager, Wealth Advisory Leadership

Charles Schwab Corporation; Charlotte (NC); On-site; USD 120,000 - 180,000; Full time

Job summary

Charles Schwab Corporation is seeking a Senior Regional Manager to lead a team of Wealth Advisors, guiding client service and growth. You will work on-site with internal partners, develop talent and drive performance across the region.

The role requires CFP and CFA designations, multiple FINRA licenses, and at least five years in financial services with supervisory experience. You will collaborate to achieve client outcomes and operational excellence.

Qualifications

• CFP designation, CFA designation required (may consider 24-month condition of employment).
• Bachelor’s Degree required.
• Active and valid FINRA Series 7 license required.
• Active and valid FINRA 66 license required (may consider a 120-day COE).
• Active and valid FINRA 9/10 required (may consider a 120-day COE).
• Five plus years’ experience in the financial services industry.
• Minimum of 2 years supervisory experience strongly preferred.

Responsibilities

• Inspire and coach a team of Wealth Advisors and Associate Wealth Advisors.
• Build and foster relationships with internal partners and clients.
• Develop others by sharing expertise with CFP® or CFA® professionals.
• Establish strategies to meet asset and service targets.
• Monitor client interactions and coach to improve service quality.
• Oversee daily planning and compliance tasks for SWAI clients.

Skills

CFP designation

CFA designation

FINRA licenses

Supervisory experience

Financial services experience

Team leadership

Client relationships

Education

Bachelor's degree

Job description

Charles Schwab Corporation is seeking a Senior Regional Manager to lead a team of Wealth Advisors, guiding client service and growth. You will work on-site with internal partners, develop talent and drive performance across the region.

The role requires CFP and CFA designations, multiple FINRA licenses, and at least five years in financial services with supervisory experience. You will collaborate to achieve client outcomes and operational excellence.