Senior IT SOX/ICFR Specialist - Hybrid & Innovation

Charles Schwab Corporation

Lone Tree (CO)

Hybrid

USD 90,000 - 130,000

Full time

9 days ago

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Benefits offered by this job

Hybrid work program

Bonus opportunities

Job summary

Charles Schwab Corporation in Lone Tree, Colorado is seeking a Senior Specialist to support IT portions of ICFR and ICOC assessments. You will work under a Senior Team Manager, IT Audits and SOX Compliance, commuting distance to Lone Tree and participating in Schwab’s Hybrid Work and Flexibility Program.

Requirements include a Bachelor’s degree in Accounting/IT/IS and 2+ years in IT controls-based testing with SOX.

Qualifications

Bachelor's degree in Accounting, Internal Audit, Information Systems, or Information Technology.
Two or more years of IT controls-based testing experience with SOX; Big 4 experience preferred.
Knowledge of SOX or Financial Responsibility Rule requirements.

Responsibilities

Gain exposure to broker-dealer, bank, and corporate processes through risk assessments and varied control testing.
Contribute to a risk-based approach for IT portions of ICFR and ICOC assessments by understanding Schwab's risks and controls.
Collaborate with management, external auditors, and Schwab testing programs to enhance control environment.
Self-manage and lead the preparation of assigned assessment portions, documenting high-quality work per team standards.
Encourage and participate in a high performing, engaged team environment.
Grow your career on a supportive team with regular feedback conversations.
Improve and innovate the SCO’s assessment and use of AI, automation, and data visualization.