Senior BP Audit Specialist – SOX & ICFR Compliance (Hybrid)

Charles Schwab; Lone Tree (CO); Vor Ort; USD 90.000 - 120.000; Vollzeit

Benefits dieser Stelle

401(k) with company match

Health, dental, and vision insurance

Paid time off and sabbatical after 5+

Zusammenfassung

Charles Schwab in Lone Tree, Colorado, is seeking a Senior Specialist to support the BP portions of ICFR and ICOC assessments. You will prepare assigned assessment sections, document high-quality work, and report to the Senior Team Manager, BP Audits and SOX Compliance.

This role requires commuting distance to the Lone Tree location and participation in Schwab’s Hybrid Work and Flexibility Program. You will gain exposure to broker-dealer, bank, and corporate processes, apply understanding of

Qualifikationen

• Bachelor’s degree in Accounting, Internal Audit, or Information Systems is required.
• Two+ years of BP controls-based testing experience with SOX; Big 4 public accounting preferred.
• Knowledge of SOX requirements or the Financial Responsibility Rule requirements.

Aufgaben

• Perform risk assessments and testing for ICFR and ICOC BP components.
• Prepare assigned assessment portions with high-quality work per team standards.
• Collaborate with management, external auditor, and Schwab testing programs to improve controls.
• Self-manage and lead documentation of assessment work.
• Support a high-performing, engaged team environment.

Kenntnisse

SOX knowledge

Public accounting experience

Ausbildung

Bachelor’s degree in Accounting, Internal Audit, or Information Systems

Jobbeschreibung

Charles Schwab in Lone Tree, Colorado, is seeking a Senior Specialist to support the BP portions of ICFR and ICOC assessments. You will prepare assigned assessment sections, document high-quality work, and report to the Senior Team Manager, BP Audits and SOX Compliance.

This role requires commuting distance to the Lone Tree location and participation in Schwab’s Hybrid Work and Flexibility Program. You will gain exposure to broker-dealer, bank, and corporate processes, apply understanding of