Hybrid IT Audit Manager - SOX & ICFR/ICOC

Charles Schwab Corporation; Lone Tree (CO); Hybrid; USD 110,000 - 170,000; Full time

Benefits offered by this job

Bonus opportunities

Job summary

Charles Schwab Corporation in Lone Tree, Colorado, is seeking a Manager to support the IT portions of ICFR and ICOC assessments. This individual contributor role reports to a Senior Team Manager, IT Audits and SOX Compliance, and is located in Lone Tree with Schwab’s Hybrid Work and Flexibility Program.

You will lead preparation and review of assigned assessment portions, collaborate with management, Schwab’s external auditor, and other testing programs, and mentor junior staff to maintain a

Qualifications

• Bachelor’s degree in Accounting, Internal Audit, IS, or IT.
• 4+ years in IT controls testing with SOX; Big 4 exp preferred.
• CPA/CISA/CIA license within 1 year of start.
• Detailed knowledge of SOX or Financial Responsibility Rule requirements.

Responsibilities

• Gain exposure to broker-dealer, bank, and corporate processes through risk assessments and control testing.
• Contribute to IT portions of ICFR/ICOC assessments by applying understanding of Schwab risks and controls.
• Collaborate with Business Process, Integrated control teams, management, and external auditor.
• Self-manage and lead preparation/review of assigned portions with high-quality documentation.
• Assist in remediation planning and deficiency severity evaluations.
• Provide coaching to junior team members and foster a high-performing team environment.
• Support continuous improvement using AI, automation, and data visualization tools.

Skills

IT controls testing

SOX knowledge

Risk assessment

Education

Bachelor’s degree in Accounting, Internal Audit, Information Systems, or Information Technology

Job description

Charles Schwab Corporation in Lone Tree, Colorado, is seeking a Manager to support the IT portions of ICFR and ICOC assessments. This individual contributor role reports to a Senior Team Manager, IT Audits and SOX Compliance, and is located in Lone Tree with Schwab’s Hybrid Work and Flexibility Program.

You will lead preparation and review of assigned assessment portions, collaborate with management, Schwab’s external auditor, and other testing programs, and mentor junior staff to maintain a