Senior Fund Compliance & Reporting Lead

Us Bank; Milwaukee (WI); On-site; USD 98,000 - 116,000; Full time

Benefits offered by this job

Healthcare

401(k) matching

Paid vacation

Holiday pay

Disability insurance

Job summary

U.S. Bank seeks an experienced Fund Supervisor to lead a team responsible for regulatory, financial reporting, and compliance activities of investment funds.

You will oversee compliance programs, SEC filings, financial statement reporting, fund expense management, and Board reporting while ensuring adherence to applicable regulations. The role prioritizes collaboration with fund clients, regulators, and service providers, requiring strong leadership, fund administration expertise, and effective

Qualifications

• Bachelor's degree in accounting, finance or related field.
• CPA certified or candidate.
• Eight or more years of experience in Mutual Fund Administration or related field.

Responsibilities

• Leads a team of compliance administrators, who monitor compliance programs, SEC regulatory and financial statement filings, manage all fund expenses, provide reporting to funds' Board of Directors and ensure all activities meet the requirements of state and federal legal and regulatory agencies.
• Serves as the primary contact for correspondence with clients and regulatory agencies, responding to their requests.
• Responsible for primary contact with fund clients including coordination of activities and communication of fund operations and service providers.

Education

Bachelor's degree in accounting, finance or related field

CPA certified or candidate

Job description

U.S. Bank seeks an experienced Fund Supervisor to lead a team responsible for regulatory, financial reporting, and compliance activities of investment funds.

You will oversee compliance programs, SEC filings, financial statement reporting, fund expense management, and Board reporting while ensuring adherence to applicable regulations. The role prioritizes collaboration with fund clients, regulators, and service providers, requiring strong leadership, fund administration expertise, and effective