Fund Compliance & Reporting Lead

U.S. Bank; Oshkosh (WI); On-site; USD 98,000 - 116,000; Full time

Benefits offered by this job

Healthcare (medical, dental, vision)

Basic term and optional term life保险

Short-term and long-term disability

Pregnancy disability and parental leav

401(k) and employer-funded retirement

Paid vacation

Up to 11 paid holiday opportunities

Adoption assistance

Sick and Safe Leave accruals

Job summary

U.S. Bank is seeking an experienced Fund Supervisor to lead a team responsible for regulatory, financial reporting, and compliance activities of investment funds. You will oversee SEC filings, financial reporting, fund expenses, and Board reporting while coordinating with clients and regulators.

The role requires a Bachelor's degree in accounting/finance, CPA status, and 8+ years in mutual fund administration or related fields. The position involves working from a U.S.

Qualifications

• Bachelor's degree in accounting, finance or related field.
• CPA certified or candidate.
• Eight or more years of experience in Mutual Fund Administration or related field, i.e., public accounting.

Responsibilities

• Leads a team of compliance administrators, who monitor compliance programs, complete all SEC regulatory and financial statement filings, manage all fund expenses, provide reporting to funds' Board of Directors and ensure all activities meet the requirements of state and federal legal and regulatory agencies.
• Serves as the primary contact for correspondence with clients and regulatory agencies, responding to their requests.
• Responsible for primary contact with fund clients including coordination of activities and communication of fund operations and service providers.

Skills

Leadership

Regulatory compliance

Team management

Education

Bachelor's degree in accounting, finance or related field

CPA certified or candidate

Job description

U.S. Bank is seeking an experienced Fund Supervisor to lead a team responsible for regulatory, financial reporting, and compliance activities of investment funds. You will oversee SEC filings, financial reporting, fund expenses, and Board reporting while coordinating with clients and regulators.

The role requires a Bachelor's degree in accounting/finance, CPA status, and 8+ years in mutual fund administration or related fields. The position involves working from a U.S.