Senior Financial Services Litigator (FINRA/BD) – Remote

Jobot; Fort Lauderdale (FL); Hybrid; USD 200,000 - 350,000; Full time

Benefits offered by this job

Unlimited PTO

Bonus opportunities

Full benefits

Job summary

Jobot is seeking a Financial Services Litigation Partner to lead defense of broker-dealers and related professionals. Remote or hybrid work options are available, with a competitive salary and benefits package.

The ideal candidate has extensive FINRA/AAA arbitration experience, strong writing and case management skills, and the ability to grow a practice. You'll manage arbitration, litigation, and regulatory matters, advise clients on compliance, and collaborate across offices.

Qualifications

• Licensed in the state where you live.
• 10+ years of financial services litigation experience.
• FINRA, AAA, and other arbitration experience, including customer and intra-industry disputes for broker-dealers, RIAs, and financial professionals.
• Experience responding to FINRA, SEC, and state regulatory investigations and enforcement actions.
• Experience defending financial services professionals in state and federal court.
• Experience representing insurance agents in professional liability claims.
• Strong writing, research, and case management skills, and the ability to run multiple matters independently.

Responsibilities

• Manage arbitration, litigation, and regulatory matters from intake to resolution.
• Give clients strategic guidance and regular case updates.
• Collaborate with attorneys across offices and practice groups.
• Advise clients on regulatory compliance.

Skills

Litigation experience

Writing skills

Research skills

Case management

Multi-matter handling

Education

Juris Doctor (JD)

Bar admission (home state)

Job description

Jobot is seeking a Financial Services Litigation Partner to lead defense of broker-dealers and related professionals. Remote or hybrid work options are available, with a competitive salary and benefits package.

The ideal candidate has extensive FINRA/AAA arbitration experience, strong writing and case management skills, and the ability to grow a practice. You'll manage arbitration, litigation, and regulatory matters, advise clients on compliance, and collaborate across offices.