Senior Financial Analyst – Regulatory Reporting & Data Controls

Fidelity Investments Inc.; Westlake (TX); On-site; USD 90,000 - 120,000; Full time

Job summary

Fidelity Investments Inc. in Texas is seeking a Senior Financial Analyst to join the Regulatory Reporting team. The role focuses on SEA Rule 15c3-3 and 15c3-1 reporting, with FINRA Series 99 preferred.

The individual will drive critical balance movements, perform reconciliations, and ensure data accuracy across regulatory workflows. The team partners with Controllers, Compliance and Operations to strengthen reporting controls.

Qualifications

• Bachelor’s degree in finance, accounting, or related field required.
• Strategic thinker with end-to-end issue resolution.
• Proficient in Excel, PowerPoint, Word, Access and Business Objects.
• Excellent written and verbal communications across levels.
• Ability to deliver under tight deadlines and drive projects to completion.
• Energetic, flexible, and curious with strong problem-solving.
• Ability to manage multiple processes in a time-sensitive environment.

Responsibilities

• Coordinate daily Reserve computations under SEA 15c3-3.
• Monitor balance movements and perform reconciliations.
• Ensure data completeness and accuracy in regulatory workflows.
• Research and resolve exceptions with internal teams.
• Maintain process documentation and support control enhancements.

Skills

Strategic thinking

Advanced Excel

Financial modeling

Communication skills

Fast-paced environment

Problem solving

Time management

Self-motivated

Education

Bachelor's degree in finance or accounting

Tools

Business Objects

MS Office Suite

Excel

PowerPoint

Access

Job description

Fidelity Investments Inc. in Texas is seeking a Senior Financial Analyst to join the Regulatory Reporting team. The role focuses on SEA Rule 15c3-3 and 15c3-1 reporting, with FINRA Series 99 preferred.

The individual will drive critical balance movements, perform reconciliations, and ensure data accuracy across regulatory workflows. The team partners with Controllers, Compliance and Operations to strengthen reporting controls.