Regulatory Reporting Financial Analyst

Fidelity Investments Inc.; Westlake (TX); On-site; USD 70,000 - 95,000; Full time

Job summary

Fidelity Investments Inc. is seeking a Financial Analyst to support the Daily Reserve Computation under SEC Rule 15c3-3 and Monthly Net Capital Reporting under SEC Rule 15c3-1.

The role collaborates with internal teams to research and resolve exceptions, maintain documentation, and strengthen reporting controls. The ideal candidate has a finance or accounting degree, advanced Excel/PowerPoint and Business Objects skills, and a proven ability to manage multiple tasks in a fast-paced environment

Qualifications

• Bachelor’s degree in Finance, Accounting, or related field.
• Strong communication and problem-solving skills.
• Advanced Excel, PowerPoint, and Business Objects experience.
• Ability to manage deadlines and drive projects to completion.

Responsibilities

• Support Daily Reserve Computation under SEC Rule 15c3-3.
• Support Monthly Net Capital Reporting under SEC Rule 15c3-1.
• Monitor balance movements and perform reconciliations.
• Ensure data completeness and accuracy across regulatory reporting workflows.
• Research and resolve exceptions; maintain documentation; contribute to process improvements.

Skills

Excel

PowerPoint

Business Objects

Communication skills

Problem-solving

Education

Bachelor’s Degree in Finance/Accounting

Tools

Microsoft Access

Job description

Fidelity Investments Inc. is seeking a Financial Analyst to support the Daily Reserve Computation under SEC Rule 15c3-3 and Monthly Net Capital Reporting under SEC Rule 15c3-1.

The role collaborates with internal teams to research and resolve exceptions, maintain documentation, and strengthen reporting controls. The ideal candidate has a finance or accounting degree, advanced Excel/PowerPoint and Business Objects skills, and a proven ability to manage multiple tasks in a fast-paced environment