Regulatory Reporting Financial Analyst

Fidelity; Westlake (TX); On-site; USD 70,000 - 110,000; Full time

Job summary

Fidelity in Westlake, TX is seeking a Financial Analyst to support Daily Reserve Computation under SEC Rule 15c3-3 and Monthly Net Capital Reporting under SEC Rule 15c3-1. The role collaborates across Controllers, Compliance and Operations to ensure accuracy and strengthen controls.

You will monitor balance movements, perform reconciliations, and maintain documentation while developing financial models and improving reporting processes in a fast-paced environment.

Qualifications

• Bachelor’s Degree in Finance, Accounting, or related field.
• Strong analytical and problem-solving skills.
• Excellent written and verbal communication.
• Ability to work in a fast-paced, deadline-driven environment.
• Experience with Excel and BI tools.

Responsibilities

• Support Daily Reserve Computation under SEC Rule 15c3-3.
• Support Monthly Net Capital Reporting under SEC Rule 15c3-1.
• Monitor balance movements and perform reconciliations.
• Ensure data completeness and accuracy across regulatory reporting workflows.
• Research and resolve exceptions; maintain process documentation.
• Contribute to ongoing enhancements to strengthen controls.

Skills

Strategic thinking

Financial modeling

Communication skills

Attention to detail

Deadline driven

Cross-functional collaboration

Analytical skills

Multitasking

Education

Bachelor's degree in Finance, Accounting, or related field

Tools

Excel

PowerPoint

Business Objects

Job description

Fidelity in Westlake, TX is seeking a Financial Analyst to support Daily Reserve Computation under SEC Rule 15c3-3 and Monthly Net Capital Reporting under SEC Rule 15c3-1. The role collaborates across Controllers, Compliance and Operations to ensure accuracy and strengthen controls.

You will monitor balance movements, perform reconciliations, and maintain documentation while developing financial models and improving reporting processes in a fast-paced environment.