Regulatory Reporting Financial Analyst

Fidelity Investments Inc.; Texas; On-site; USD 65,000 - 85,000; Full time

Job summary

Fidelity Investments in Westlake, TX seeks an Associate Financial Analyst to support Daily Reserve Computation under SEC Rule 15c3-3 and Monthly Net Capital Reporting under SEC Rule 15c3-1. The role involves monitoring balance movements, reconciling data, and ensuring accuracy across regulatory workflows.

The candidate should have a Finance/Accounting degree, strong Excel/PowerPoint skills, and proven ability to build financial models and communicate effectively with partners across the

Qualifications

• Bachelor’s degree in Finance, Accounting, or related field.
• Strategic thinker who can view issues end-to-end and propose multiple solutions.
• Advanced experience with Excel, PowerPoint, and Business Objects; skilled at building financial models.
• Excellent written and verbal communication; able to interact with partners at different levels.
• Proficient in Word and Access; capable of managing multiple detailed processes under deadlines.

Responsibilities

• Support Daily Reserve Computation under SEC Rule 15c3-3.
• Support Monthly Net Capital Reporting under SEC Rule 15c3-1.
• Monitor balance movements and perform reconciliations.
• Ensure data completeness and accuracy across regulatory reporting workflows.
• Research and resolve exceptions; maintain process documentation.
• Contribute to enhancements strengthening reporting controls and efficiency.

Skills

Financial modeling

Excel

PowerPoint

Communications

Time management

Analytical thinking

Attention to detail

Education

Bachelor's degree in Finance/Accounting

Tools

Business Objects

Access

Word

Job description

Fidelity Investments in Westlake, TX seeks an Associate Financial Analyst to support Daily Reserve Computation under SEC Rule 15c3-3 and Monthly Net Capital Reporting under SEC Rule 15c3-1. The role involves monitoring balance movements, reconciling data, and ensuring accuracy across regulatory workflows.

The candidate should have a Finance/Accounting degree, strong Excel/PowerPoint skills, and proven ability to build financial models and communicate effectively with partners across the