Regulatory Reporting Financial Analyst - Data & Controls

Fidelity Investments Inc.; Roanoke (TX); On-site; USD 70,000 - 95,000; Full time

Job summary

Fidelity Investments Inc. in Roanoke, Texas, seeks a Financial Analyst to support Daily Reserve Computation under SEC Rule 15c3-3 and Monthly Net Capital under SEC Rule 15c3-1, ensuring accuracy across regulatory workflows.

The role collaborates with Controllers, Compliance, and Operations, performs reconciliations, monitors balance movements, researches exceptions, and maintains process documentation while contributing to control improvements.

Qualifications

• Bachelor’s degree in Finance, Accounting, or related field.
• Strong communication skills, both written and verbal.
• Experience building financial models for complex processes.
• Proficient in Excel and standard office software; able to manage deadlines.

Responsibilities

• Support daily reserve computation under SEC Rule 15c3-3 and monthly net capital reporting under SEC Rule 15c3-1.
• Monitor balance movements, perform reconciliations, ensure data completeness across regulatory workflows.
• Research exceptions, maintain process documentation, and contribute to control improvements.

Skills

Excel

Financial modeling

Communication

Regulatory reporting

Problem solving

Time management

Education

Bachelor's in Finance/Accounting

Tools

PowerPoint

Business Objects

Microsoft Word

Microsoft Access

Job description

Fidelity Investments Inc. in Roanoke, Texas, seeks a Financial Analyst to support Daily Reserve Computation under SEC Rule 15c3-3 and Monthly Net Capital under SEC Rule 15c3-1, ensuring accuracy across regulatory workflows.

The role collaborates with Controllers, Compliance, and Operations, performs reconciliations, monitors balance movements, researches exceptions, and maintains process documentation while contributing to control improvements.