Senior Examinations Manager, Securities & Franchising

Virginia State Corporation Commission

Richmond (VA)

Hybrid

USD 102,000 - 115,000

Full time

14 days+
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Job summary

The Virginia State Corporation Commission seeks a Manager of Examinations to lead the Securities & Retail Franchising divisions’ Examination Section, overseeing four direct and three indirect reports in a hybrid work schedule.

You will review staff reports, assign workflow, prepare examination reports, design regulatory presentations, and evaluate statutes, rules, and forms while guiding compliance decisions and complex studies.

Responsibilities

  • Manage, coach, develop, train, and evaluate staff in the Examination Section.
  • Plan, organize, and manage the work of the Examination Section including reviewing staff reports and overseeing and assigning workflow for examiners.
  • Plan, organize, and manage the preparation of examination reports.
  • Compile and summarize results and prepare reports on findings.
  • Design and facilitate presentations to industry and consumer groups on regulatory issues.
  • Analyze the effectiveness of statutes, rules, and forms.
  • Prepare and recommend statutory and rule amendments.
  • Interpret and determine compliance and exemptions.
  • Review and negotiate orders.
  • Conduct highly complex special studies and projects.
  • Draft rules, orders, and technical documents for the SCC.
  • Prepare examination reports.
  • Perform related work as requested.

Job description

The Virginia State Corporation Commission seeks a Manager of Examinations to lead the Securities & Retail Franchising divisions’ Examination Section, overseeing four direct and three indirect reports in a hybrid work schedule.

You will review staff reports, assign workflow, prepare examination reports, design regulatory presentations, and evaluate statutes, rules, and forms while guiding compliance decisions and complex studies.

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