Securities Compliance Examiner: Derivatives & Risk Oversight

U.S.-Securities-and-Exchange-Commission; Washington (District of Columbia); On-site; USD 85,000 - 120,000; Full time

Job summary

The Division of Examinations at the U.S. Securities and Exchange Commission seeks a Securities Compliance Examiner, SK-1831-13 & 14, to support the Office of Security-Based Swaps in various locations.

You will join a respected team that conducts nationwide examinations of entities under the Commission's authority. As a Securities Compliance Examiner, you will apply the Securities Exchange Act of 1934, perform examinations or audits of securities-related entities, and analyze data using SQL and

Qualifications

• Interpreting and applying the Securities Exchange Act of 1934 and related rules.
• Performing examinations, investigations, audits or internal reviews of securities-related entities.
• Analyzing financial, operational, or securities data with SQL/Excel.

Skills

Regulatory interpretation

Examinations & audits

Financial data analysis

Tools

SQL

Oracle

Excel

Job description

The Division of Examinations at the U.S. Securities and Exchange Commission seeks a Securities Compliance Examiner, SK-1831-13 & 14, to support the Office of Security-Based Swaps in various locations.

You will join a respected team that conducts nationwide examinations of entities under the Commission's authority. As a Securities Compliance Examiner, you will apply the Securities Exchange Act of 1934, perform examinations or audits of securities-related entities, and analyze data using SQL and