Senior Counsel, Registered Funds (40 Act)

LGBT Great; Newport Beach (CA); Híbrido; USD 205.000 - 240.000; Jornada completa

Descripción de la vacante

PIMCO seeks a highly skilled Vice President, Counsel – Registered Funds to join its Legal team in Newport Beach. You will provide legal support for U.S. registered funds, including mutual funds, ETFs, and trusts, focusing on 40 Act compliance, governance, and regulatory matters.

The role involves advising on board materials, SEC filings, and fund disclosures, partnering with Compliance, Product Strategy, and Operations to enable compliant product initiatives in a fast-paced environment.

Formación

• Juris Doctor (J.D.) from a leading law school with strong academic credentials.
• Approximately 4–8 years of relevant experience supporting U.S. registered investment companies, ideally at a top-tier law firm or in-house at an asset manager.
• Strong expertise in the Investment Company Act of 1940 and the regulatory framework governing registered funds.

Responsabilidades

• Provide legal support for U.S. registered funds and collective investment trusts, ensuring compliance with the Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, and related SEC rules and regulations.
• Advise on ongoing operation, governance, and regulatory oversight of mutual funds, ETFs, and closed-end funds.
• Review and support the preparation of registration statements, prospectuses, statements of additional information, shareholder reports, proxy materials, SEC filings, and other fund disclosure documents.
• Draft, review, and negotiate a broad range of agreements related to fund distribution and operations, including authorized participant agreements.

Conocimientos

J.D./Law degree

Regulatory expertise

Analytical mindset

Commercial acumen

Educación

J.D./Law degree

Descripción del empleo

PIMCO seeks a highly skilled Vice President, Counsel – Registered Funds to join its Legal team in Newport Beach. You will provide legal support for U.S. registered funds, including mutual funds, ETFs, and trusts, focusing on 40 Act compliance, governance, and regulatory matters.

The role involves advising on board materials, SEC filings, and fund disclosures, partnering with Compliance, Product Strategy, and Operations to enable compliant product initiatives in a fast-paced environment.