Senior Compliance Testing Specialist — Hybrid

The Depository Trust & Clearing Corporation (DTCC); Tampa (FL); Hybrid; USD 90,000 - 140,000; Full time

Benefits offered by this job

Base pay + incentive

Health & life insurance

Retirement benefits

Paid time off

Hybrid work model

Job summary

DTCC in Tampa is seeking a compliance professional to help ensure adherence to regulatory requirements across DTCC’s businesses. You will assess controls and collaborate with multiple teams to implement sustainable corrective actions.

The role emphasizes documenting work, building relationships with business units, and staying current with evolving regulations. A Bachelor's degree and 6+ years of experience are preferred; the position offers a hybrid onsite/remote schedule.

Qualifications

• Experience with audit or examination processes.
• General knowledge of compliance principles and standards, including industry best practices and compliance controls.
• Basic knowledge of and ability to interpret financial services industry regulatory requirements.

Responsibilities

• Assess the effectiveness of controls for complying with U.S. and non-U.S. regulations applicable to DTCC
• Develops and executes test plans to assess the effectiveness of the control environment established by DTCC to comply with applicable laws and regulations
• Assists the business with identifying sustainable corrective actions
• Documents work performed clearly and concisely and prepares well-written reports
• Document and track the escalation and resolution of compliance issues
• Interfaces and builds relationships with the businesses as well as other control functions to understand tactical and big picture issues in the organization
• Identifies and evaluates compliance risks associated with DTCC’s products, services, customers, and operations
• Maintains awareness of regulatory requirements and ongoing changes in applicability to DTCC’s businesses

Skills

Audit/examination experience

Compliance principles

Regulatory requirements knowledge

Education

Bachelor’s degree or equivalent

Job description

DTCC in Tampa is seeking a compliance professional to help ensure adherence to regulatory requirements across DTCC’s businesses. You will assess controls and collaborate with multiple teams to implement sustainable corrective actions.

The role emphasizes documenting work, building relationships with business units, and staying current with evolving regulations. A Bachelor's degree and 6+ years of experience are preferred; the position offers a hybrid onsite/remote schedule.