Senior Compliance Surveillance Tech Lead (AI/ML & Data)

Northern Trust

Chicago (IL)

On-site

USD 100,000 - 169,000

Full time

4 days ago
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Benefits offered by this job

401k and pension
Comprehensive benefits
Discretionary bonus

Job summary

Northern Trust in the United States seeks a senior technology leader to own compliance surveillance platforms, guiding eCommunication, trade and employee ethics monitoring initiatives across the enterprise.

You will drive architecture, lead design reviews, evaluate AI/ML capabilities, and partner with vendors and Compliance Technology teams to deliver scalable, secure solutions while upholding governance and regulatory requirements.

Qualifications

  • 10+ years of software engineering or solution architecture experience.
  • Experience supporting Compliance, Surveillance, AML, or trading monitoring platforms.
  • Hands-on experience integrating platforms like Global Relay, TradingHub, ACA, Smarsh, NICE Actimize or Behavox.
  • Strong understanding of AI/ML, analytics, anomaly detection and surveillance use cases.
  • Experience with SaaS integrations, APIs, event-driven architectures and cloud technologies.
  • Knowledge of data security, encryption, and access controls in enterprise environments.
  • Experience with data governance, metadata, lineage, and reporting frameworks.

Responsibilities

  • Serve as technical lead for eCommunication, Trade, and Employee Ethics Surveillance platforms.
  • Partner with Compliance Tech Managers and Engineering Leads to deliver capabilities and enhancements.
  • Lead solution design reviews, data sources, and regulatory requirement assessments.
  • Evaluate AI/ML capabilities to improve detection, monitoring, and investigative workflows.
  • Ensure governance, security, and explainability across surveillance platforms.

Skills

Software engineering
Integration
Compliance / Surveillance
AI/ML concepts
SaaS integration
APIs / event-driven
Data security
Data governance
Vendor management
Leadership

Tools

Global Relay
TradingHub
ACA
Smarsh
NICE Actimize
Behavox

Job description

Northern Trust in the United States seeks a senior technology leader to own compliance surveillance platforms, guiding eCommunication, trade and employee ethics monitoring initiatives across the enterprise.

You will drive architecture, lead design reviews, evaluate AI/ML capabilities, and partner with vendors and Compliance Technology teams to deliver scalable, secure solutions while upholding governance and regulatory requirements.

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