Compliance Tech Engineer – Cloud-Native & AI-Driven

TD Securities (USA) LLC; City of Rochester (NY); On-site; USD 120,000 - 170,000; Full time

Job summary

TD Securities (USA) LLC seeks a Software Engineer to contribute hands-on analysis and development for Compliance Technology. The role focuses on regulatory obligations, surveillance, and risk controls, delivering scalable, cloud-native solutions in collaboration with Compliance, Risk and Data teams.

Candidates will work on modern architectures, including microservices and AI/ML-enabled automation, driving secure and regulator-ready outcomes in a fast-paced financial services environment.

Qualifications

• Strong hands-on experience in back-end development technologies and frameworks, including Java RESTful services, SQL/NoSQL databases, and Kafka.
• Experience with data analytics, big data technologies, and AI.
• Familiarity with agile delivery and enterprise architecture standards.

Responsibilities

• Lead end-to-end delivery of Compliance technology initiatives within a cross-functional team.
• Manage delivery roadmaps, capacity, risks and stakeholder communications.
• Coordinate across product, architecture, infra, security, and vendor teams.

Skills

Java RESTful services

SQL

NoSQL databases

Kafka

Event-driven architecture

Big data

AI

Agile delivery

Communication

Problem solving

Education

Bachelor's degree in computer science or related field

Tools

Kafka

Job description

TD Securities (USA) LLC seeks a Software Engineer to contribute hands-on analysis and development for Compliance Technology. The role focuses on regulatory obligations, surveillance, and risk controls, delivering scalable, cloud-native solutions in collaboration with Compliance, Risk and Data teams.

Candidates will work on modern architectures, including microservices and AI/ML-enabled automation, driving secure and regulator-ready outcomes in a fast-paced financial services environment.