Senior Compliance Oversight Lead — Banking Regulations

TD Bank, N.A.; Charlotte (NC); On-site; USD 115,000 - 186,000; Full time

Job summary

TD Bank, N.A. in Charlotte, North Carolina, seeks a senior regulatory compliance leader to oversee programs across the bank’s compliance function. You will monitor regulatory changes, lead KYC efforts, and drive governance frameworks with a focus on FDIC requirements (330/370) and FCRA/Regulation V.

The role requires 7+ years in regulatory or banking compliance, strong people leadership, analytical skills, and the ability to engage executives with practical recommendations.

Qualifications

• Bachelor's degree or higher in a related field.
• 7+ years in regulatory compliance or banking with governance emphasis.
• Experience leading teams and driving regulatory programs.

Responsibilities

• Lead regulatory compliance programs across the organization.
• Oversee KYC and regulatory statement distribution responsibilities.
• Monitor regulatory developments and drive required changes.
• Provide subject‑matter expertise and credible challenge to partners.
• Coach and develop a high‑performing compliance team.
• Present issues and program performance to senior management.

Skills

FDIC regulatory knowledge

FCRA & Regulation V knowledge

Regulatory compliance leadership

Team leadership

Risk management

Executive communication

Education

Bachelor's degree in Business/Finance/Risk/Law

CRCM designation (a plus)

Job description

TD Bank, N.A. in Charlotte, North Carolina, seeks a senior regulatory compliance leader to oversee programs across the bank’s compliance function. You will monitor regulatory changes, lead KYC efforts, and drive governance frameworks with a focus on FDIC requirements (330/370) and FCRA/Regulation V.

The role requires 7+ years in regulatory or banking compliance, strong people leadership, analytical skills, and the ability to engage executives with practical recommendations.