Senior Compliance Leader: Enterprise Governance & Training

Corient; Denver (CO); On-site; USD 88,000 - 132,000; Full time

Benefits offered by this job

401(k) Plan with Employer Matching

Generously subsidized Medical Plan

Paid Maternity & Parental Leave

Flexible Spending Accounts

Training Reimbursement

Job summary

A financial services firm based in Denver is seeking a Senior Compliance Officer to oversee and improve compliance programs within the organization. This role requires 5-10 years of regulatory compliance experience, especially within financial services. Responsibilities include developing training programs, monitoring regulatory changes, and ensuring all employees are educated about compliance requirements. The position offers a competitive salary and an excellent benefits package, fostering a culture of compliance and support for your professional growth.

Qualifications

• Minimum 5-10+ years of experience in regulatory compliance.
• Deep understanding of federal and state securities laws.
• Ability to articulate complex regulatory information.

Responsibilities

• Develop and maintain compliance programs and policies.
• Provide compliance training and education to employees.
• Monitor regulatory changes and adapt internal procedures.

Skills

Regulatory compliance experience

Analytical and problem-solving skills

Strong communication skills

Leadership skills

Attention to detail

Microsoft Office proficiency

Education

5-10+ years in financial services compliance

Job description

A financial services firm based in Denver is seeking a Senior Compliance Officer to oversee and improve compliance programs within the organization. This role requires 5-10 years of regulatory compliance experience, especially within financial services. Responsibilities include developing training programs, monitoring regulatory changes, and ensuring all employees are educated about compliance requirements. The position offers a competitive salary and an excellent benefits package, fostering a culture of compliance and support for your professional growth.