Senior Compliance Exec: Regulatory Monitoring & Training

Employment Specialists Ltd; Colchester (VT); Hybrid; USD 70,000 - 90,000; Full time

Job summary

A leading commercial broking firm in Vermont is seeking a Senior Compliance Executive to support daily operations and ensure adherence to regulatory standards. Candidates should have prior experience in compliance roles within commercial brokerage or insurance sectors. The role involves tracking compliance actions, developing policies, and communicating regulatory updates. This position offers flexibility with full and part-time work options and emphasizes strong organizational skills and regulatory awareness.

Qualifications

• Previous experience in a Compliance role for a Commercial Broker, Insurer or Managing Agent.
• Confidence in knowledge and expertise.
• Strong attention to detail and planning.

Responsibilities

• Track Compliance actions as part of the annual Compliance Plan.
• Develop and maintain good working relationships with the business.
• Communicate relevant Regulatory information clearly.

Skills

Regulatory awareness

Analytical skills

Numerical skills

Proactive attitude

Organizational skills

Job description

A leading commercial broking firm in Vermont is seeking a Senior Compliance Executive to support daily operations and ensure adherence to regulatory standards. Candidates should have prior experience in compliance roles within commercial brokerage or insurance sectors. The role involves tracking compliance actions, developing policies, and communicating regulatory updates. This position offers flexibility with full and part-time work options and emphasizes strong organizational skills and regulatory awareness.