Senior Compliance Officer - Enterprise Governance & Training

Corient; Chicago (IL); On-site; USD 150,000 - 190,000; Full time

Benefits offered by this job

401(k) plan with employer matching

Medical plan options

Employer paid Dental and Vision Insurance

Paid maternity and parental leave

Flexible Spending Accounts

Training reimbursement

Volunteer days

Job summary

A leading wealth management firm in Chicago seeks a Senior Compliance Officer to enhance compliance frameworks and governance. The role involves overseeing compliance documents, training staff on regulatory changes, and managing compliance programs. Ideal candidates will have 5-10 years of financial services compliance experience and strong communication and analytical skills. A commitment to detail and leadership is essential. Excellent benefits package included.

Qualifications

• 5-10+ years of experience in regulatory compliance within financial services.
• Deep understanding of securities laws and regulations.
• Ability to communicate complex information clearly.

Responsibilities

• Maintain and improve compliance program and documentation.
• Develop compliance governance documents and reporting.
• Deliver ongoing compliance education and training.

Skills

Regulatory compliance expertise

Analytical skills

Communication skills

Leadership skills

Detail-oriented

Tools

Microsoft Office

Job description

A leading wealth management firm in Chicago seeks a Senior Compliance Officer to enhance compliance frameworks and governance. The role involves overseeing compliance documents, training staff on regulatory changes, and managing compliance programs. Ideal candidates will have 5-10 years of financial services compliance experience and strong communication and analytical skills. A commitment to detail and leadership is essential. Excellent benefits package included.