Senior Compliance Lead, Tokenized Securities Platform

Jobgether

United States

On-site

USD 180,000 - 240,000

Full time

4 days ago

Be an early applicant

A complete application in a minute

Tailored resume and cover letter, ready to send.

Get past ATS filters

Benefits offered by this job

Healthcare coverage

Wellness allowances

Meal allowances

Team activities

International environment

Professional development

Additional benefits may be shared

Job summary

Jobgether is seeking a Senior Compliance Manager, Tokenized Securities Venue (Americas) based in the United States. You will lead the compliance program for a tokenized securities trading platform operating under an SEC Innovation Exemption, ensuring ongoing regulatory adherence and robust processes across Legal, Product, Engineering, AML, Sanctions, and Risk control teams.

You will oversee regulatory filings, disclosures, onboarding, wallet monitoring, and reporting to senior leadership.

Qualifications

8+ years of professional compliance experience in broker-dealer, securities exchange, ATS, or digital asset org.
Experience with SEC-regulated activities and securities trading venue requirements.
Strong knowledge of US federal securities laws including Regulation ATS, Regulation NMS and market manipulation rules.
Experience designing or managing compliance programs under regulatory conditions, exemptive relief, or no-action positions.
Familiarity with blockchain trading environments, wallets, smart contracts, and on-chain screening.
Strong regulatory writing and documentation skills; ability to translate legal requirements to clear procedures.

Responsibilities

Own and manage the overall compliance program for the tokenized securities venue and SEC exemption conditions.
Monitor regulatory obligations, maintain documentation, and prepare records for examinations.
Oversee public disclosures, manage versions and ensure accurate reflections of operations.
Coordinate filings for regulatory corrections and material changes within deadlines.
Lead onboarding controls, KYC/KYB checks, sanctions screening, and wallet monitoring.
Provide regular compliance updates to leadership and the board.