Senior Compliance Lead, Tokenized Securities Venue

OKX; United States; Remote; USD 180,000 - 240,000; Full time

Benefits offered by this job

Competitive total compensation package

Various team building programs and公司活动

Wellness and meal allowances

Comprehensive healthcare schemes for员工

Job summary

OKX in the Americas is seeking a Senior Compliance Manager to own the compliance program for the SEC exemption of OKXICE TSV, a tokenized securities platform run by OKX and ICE joint venture. You will partner with Legal, Product, Web3 Risk Control and AML teams.

You will help build the program from the ground up, monitor ongoing conditions, supervise onboarding and filing obligations, and report to the OKXICE LLC Board of Managers and Americas Compliance leadership.

Qualifications

• 8+ years of compliance experience at a broker-dealer, exchange, ATS or digital asset firm.
• Knowledge of federal securities laws applicable to trading venues (Regulation ATS/NMS).
• Experience building or running compliance programs under regulatory conditions or exemptive relief.
• Familiarity with blockchain-based trading, self-custodied wallets and on-chain screening.
• Strong drafting skills to translate technical/legal detail into public disclosures and procedures.
• Ability to collaborate with Product, Engineering and Legal across time zones.

Responsibilities

• Own the compliance program for the venue's SEC exemption, including tracking each condition, testing controls and keeping records ready for regulatory examination.
• Manage the venue's public notice: revisions, versions, and filings within deadlines; ensure notices align with product functionality.
• Run the issuer notice process from start to finish, including tracking delivery, handling objections and confirming stock listing dates.
• Track and monitor TSV limits on an ongoing basis, including per-stock and volume limits against market data; escalate breaches and SEC notifications.
• Oversee onboarding and ongoing wallet maintenance, including KYC/KYB, sanctions screening, on-chain wallet rescreening, and SBT credential management.
• Report to the OKXICE LLC Board of Managers and Americas Compliance leadership, and supervise a TSV Compliance Analyst.

Skills

Regulatory compliance

Cross-functional collaboration

Legal drafting

Blockchain familiarity

Job description

OKX in the Americas is seeking a Senior Compliance Manager to own the compliance program for the SEC exemption of OKXICE TSV, a tokenized securities platform run by OKX and ICE joint venture. You will partner with Legal, Product, Web3 Risk Control and AML teams.

You will help build the program from the ground up, monitor ongoing conditions, supervise onboarding and filing obligations, and report to the OKXICE LLC Board of Managers and Americas Compliance leadership.