Senior Compliance Lead, Tokenized Securities Venue

Jobgether; Oregon; Hybrid; USD 140,000 - 230,000; Full time

Benefits offered by this job

Healthcare coverage

Wellness allowances

Meal allowances

Team activities

International environment

Professional development

Job summary

Jobgether seeks a Senior Compliance Manager for a tokenized securities venue in the Americas. You will own the compliance framework, ensure SEC exemption conditions are met, and collaborate with Legal, Product, Engineering, AML, Sanctions, and Risk teams to maintain robust processes.

Responsibilities include regulatory oversight, onboarding, transaction monitoring, disclosures, and listing procedures. Experience with blockchain, self-custodied wallets, and on-chain screening is valuable.

Qualifications

• At least 8 years of professional compliance experience within broker-dealer, securities exchange, ATS, or digital asset organization.
• Direct experience with SEC-regulated activities and securities trading venues.
• Strong knowledge of US federal securities laws and regulations including Regulation ATS, Regulation NMS, and market manipulation rules.

Responsibilities

• Own and manage the overall compliance program for the tokenized securities venue and its SEC exemption.
• Monitor regulatory obligations, test internal controls, and prepare records for examinations.
• Oversee public disclosures and ensure accurate, up-to-date disclosures reflect operations.
• Coordinate regulatory corrections and filing submissions within deadlines.
• Manage issuer notification and listing date processes for securities.
• Supervise onboarding, wallet administration, KYC/KYB checks, and on-chain monitoring.
• Provide regular compliance updates to board and senior leadership.

Skills

Regulatory compliance

US securities laws

Regulatory writing

Cross-functional collaboration

Leadership

KYC/KYB

Education

Juris Doctor (JD) or equivalent

Job description

Jobgether seeks a Senior Compliance Manager for a tokenized securities venue in the Americas. You will own the compliance framework, ensure SEC exemption conditions are met, and collaborate with Legal, Product, Engineering, AML, Sanctions, and Risk teams to maintain robust processes.

Responsibilities include regulatory oversight, onboarding, transaction monitoring, disclosures, and listing procedures. Experience with blockchain, self-custodied wallets, and on-chain screening is valuable.