Senior Compliance Consultant — Unlimited Flexible PTO

Key Bridge Compliance; United States; On-site; USD 80,000 - 120,000; Full time

Benefits offered by this job

Unlimited flexible time off

Paid sabbatical leave every 5 years

12 weeks paid parental leave

Growth and learning budgets

401(k) with employer match

Health, dental, and vision insurance

Job summary

A consulting firm in the United States is looking for a Senior Consultant for their Compliance Services team. This role involves advising clients on compliance, managing regulatory filings, and drafting key compliance documents. Candidates should have over 5 years of experience in financial services, ideally with registered investment advisers, and possess excellent communication skills. The position offers a variety of benefits including unlimited flexible time off and career development support.

Qualifications

• 5+ years of experience in financial services, ideally with registered investment advisers.
• Strong knowledge of securities laws, compliance principles, and risk management.
• Ability to juggle multiple projects effectively.

Responsibilities

• Partner with Directors to serve Outsourced CCO and enterprise-level clients.
• Manage compliance calendars and support testing, reviews, and regulatory filings.
• Prepare meeting agendas, reports, and presentations for client trainings.

Skills

Financial services experience

Securities laws knowledge

Compliance principles understanding

Excellent communication skills

Attention to detail

Organizational skills

Problem-solving mindset

Education

Bachelor’s degree in business, finance, law, or a related field

Job description

A consulting firm in the United States is looking for a Senior Consultant for their Compliance Services team. This role involves advising clients on compliance, managing regulatory filings, and drafting key compliance documents. Candidates should have over 5 years of experience in financial services, ideally with registered investment advisers, and possess excellent communication skills. The position offers a variety of benefits including unlimited flexible time off and career development support.