Senior Compliance Services Consultant

Key Bridge Compliance; United States; On-site; USD 80,000 - 120,000; Full time

Benefits offered by this job

Unlimited flexible time off

Paid sabbatical leave every 5 years

12 weeks paid parental leave

Growth and learning budgets

401(k) with employer match

Health, dental, and vision insurance

Job summary

A consulting firm in the United States is looking for a Senior Consultant for their Compliance Services team. This role involves advising clients on compliance, managing regulatory filings, and drafting key compliance documents. Candidates should have over 5 years of experience in financial services, ideally with registered investment advisers, and possess excellent communication skills. The position offers a variety of benefits including unlimited flexible time off and career development support.

Qualifications

• 5+ years of experience in financial services, ideally with registered investment advisers.
• Strong knowledge of securities laws, compliance principles, and risk management.
• Ability to juggle multiple projects effectively.

Responsibilities

• Partner with Directors to serve Outsourced CCO and enterprise-level clients.
• Manage compliance calendars and support testing, reviews, and regulatory filings.
• Prepare meeting agendas, reports, and presentations for client trainings.

Skills

Financial services experience

Securities laws knowledge

Compliance principles understanding

Excellent communication skills

Attention to detail

Organizational skills

Problem-solving mindset

Education

Bachelor’s degree in business, finance, law, or a related field

Job description

Overview

At Key Bridge Compliance (KBC), we’re helping investment advisers navigate compliance with confidence. If you’re ready to take your consulting career to the next level, we want you on our team as a Senior Consultant on our Compliance Services team, serving as a trusted advisor to clients, leading interactions, and driving effective compliance programs.

Responsibilities

• Partner with Directors to serve Outsourced CCO and enterprise‑level clients.
• Manage compliance calendars and support testing, reviews, and regulatory filings.
• Prepare meeting agendas, reports, and presentations for client trainings and strategy sessions.
• Review advertising, Codes of Ethics, and onboarding documents to maintain compliance.
• Draft and maintain compliance manuals, disclosure brochures, and key filings such as Form ADV and Form CRS.
• Stay on top of industry trends and communicate updates to clients in plain English.
• Grow consulting skills with mentorship, career development, and exposure to enterprise‑level engagements.

Qualifications

• 5+ years in financial services — ideally with registered investment advisers.
• Bachelor’s degree in business, finance, law, or a related field.
• Strong knowledge of securities laws, compliance principles, and risk management.
• Excellent communication skills — translate legal jargon into actionable guidance.
• Attention to detail, strong organizational skills, and ability to juggle multiple projects.
• Problem‑solving mindset and a proactive approach to helping clients succeed.

Benefits

• Unlimited flexible time off (FTO) to promote work‑life balance; two weeks minimum recommended per year; available immediately upon hire.
• Paid sabbatical leave every 5 years of employment.
• 12 weeks paid parental leave after six months of employment.
• Growth and learning budgets for annual personal development.
• 401(k) with safe harbor employer match on eligible contributions.
• Health, dental, and vision insurance with premiums covered for employee only; benefits vary by plan.