Senior Compliance Auditor — Data-Driven Impact (Hybrid)

Capital One; Charlotte (NC); Hybrid; USD 87,700 - 101,000; Full time

Job summary

Capital One's Audit function, a dedicated team delivering independent assurance to the Audit Committee, seeks a Senior Auditor for the Corporate Compliance Audit team. You will conduct operational and compliance audits and support the annual plan.

The role is hybrid, requiring about 3 days in-office, with opportunities to leverage data analytics to drive insights and value across the control environment. A strong background in banking/financial services auditing is expected.

Qualifications

• Bachelor's Degree or military experience required.
• At least 2 years of auditing experience in banking/financial services, risk management or consumer compliance.

Responsibilities

• Perform risk-based reviews and assessments of compliance with regulations and business activities.
• Assist in communicating issues, risks, and recommendations to management.
• Operate independently and ensure work meets high-quality standards.
• Develop and maintain relationships with key business partners and the Audit group.
• Leverage data and analytical tools during planning and fieldwork.
• Follow-up on audit actions to ensure timely remediation.
• Pursue learning opportunities to enhance skills.

Skills

Auditing

Data analytics

Regulatory knowledge

Critical thinking

Education

Bachelor's Degree or military experience

Tools

Data analytics tools

Job description

Capital One's Audit function, a dedicated team delivering independent assurance to the Audit Committee, seeks a Senior Auditor for the Corporate Compliance Audit team. You will conduct operational and compliance audits and support the annual plan.

The role is hybrid, requiring about 3 days in-office, with opportunities to leverage data analytics to drive insights and value across the control environment. A strong background in banking/financial services auditing is expected.