Senior Compliance Assurance Specialist

First Carolina Bank; North Carolina; On-site; USD 85,000 - 120,000; Full time

Job summary

First Carolina Bank, a community bank serving multiple states, seeks a Senior Compliance Specialist - Assurance to reinforce its compliance program in the Raleigh-Durham-Chapel Hill area. The role focuses on monitoring, testing, and reviewing controls, with collaboration across units to address regulatory expectations.

Responsibilities include reporting, remediation planning, audit support, and policy updates, plus guidance and training to promote risk awareness and a strong compliance culture

Qualifications

• Candidates should possess strong skills in Compliance Management and Regulatory Compliance.
• Candidates should possess strong Legal Compliance and Analytical Skills to interpret regulations, analyze data, and evaluate control effectiveness.
• Candidates should possess effective Communication skills to prepare clear reports and explain findings.
• Experience in banking, financial services, or a highly regulated industry and knowledge of federal/state regulations is beneficial.
• Bachelor's degree in business, finance, law, risk management, or related field; CRCM/CAMS is a plus.
• Demonstrated ability to work independently, manage multiple priorities, and maintain high ethical standards.

Responsibilities

• Assess compliance with banking, legal, and regulatory requirements.
• Prepare reports and documentation.
• Recommend remediation actions to address findings.
• Collaborate with business units to interpret regulations.
• Support internal audits and policy updates.
• Provide guidance and training on compliance-related matters.

Skills

Compliance Management

Regulatory Compliance

Legal Compliance

Analytical Skills

Communication Skills

Banking/Financial services

Education

Bachelor's degree in business, finance, law, risk management, or related field

Job description

First Carolina Bank, a community bank serving multiple states, seeks a Senior Compliance Specialist - Assurance to reinforce its compliance program in the Raleigh-Durham-Chapel Hill area. The role focuses on monitoring, testing, and reviewing controls, with collaboration across units to address regulatory expectations.

Responsibilities include reporting, remediation planning, audit support, and policy updates, plus guidance and training to promote risk awareness and a strong compliance culture