Remote Senior Manager, Compliance Advisory & Change

Upstart; United States; Remote; USD 172,000 - 238,000; Full time

Benefits offered by this job

Remote-friendly culture

Job summary

Upstart, a digital-first lending platform, seeks a Senior Manager for Compliance Advisory & Change Management. You will operationalize second-line activities, review products, assess marketing, and coordinate regulatory change efforts across stakeholders.

Strong leadership and depth in consumer finance compliance are required. Role supports remote work with occasional in-person collaboration; base salary reflects US market norms and company equity programs.

Qualifications

• 7+ years of compliance or regulatory risk experience in financial services.
• Direct people management experience leading and developing a team.
• Experience reviewing products, services, marketing, third parties, or regulatory changes.
• Experience applying financial services laws and internal compliance policies.
• Experience operating within a compliance management system or risk framework.

Responsibilities

• Operationalize second-line compliance activities across third-party risk and product changes.
• Review new or modified products and services for compliance implications.
• Review marketing materials against established compliance requirements.
• Support regulatory change management and coordinate with stakeholders.
• Provide guidance on third-party risk reviews and document follow-up actions.
• Escalate material compliance concerns and ensure proper remediation.

Skills

People management

Compliance reviews

Regulatory risk

Financial services laws

Compliance management system

Education

Bachelor’s degree or equivalent

JD / CRCM certification or equivalent

Job description

Upstart, a digital-first lending platform, seeks a Senior Manager for Compliance Advisory & Change Management. You will operationalize second-line activities, review products, assess marketing, and coordinate regulatory change efforts across stakeholders.

Strong leadership and depth in consumer finance compliance are required. Role supports remote work with occasional in-person collaboration; base salary reflects US market norms and company equity programs.