Senior Client Service & Operations Specialist

Raymond James; Birmingham (AL); On-site; USD 55,000 - 75,000; Full time

Job summary

Raymond James is seeking a dynamic Registered Client Service Associate to support Financial Advisors and clients with high-touch administrative tasks. You will manage inquiries, onboarding, and trading processes across various channels, while tracking details in internal systems.

Strong communication and organizational skills are essential. Ideal candidates have extensive experience in financial services, required securities licenses, and the ability to work independently within a collaborative

Qualifications

• High School Diploma or equivalent and five (5) years in financial services industry service experience.
• SIE required; Series 7 required; Series 63/65 and/or 66 as required by state.
• Ability to obtain additional securities and advisory state registrations if required.

Responsibilities

• Serve as the first contact to a high volume of daily client interactions by phone, in person, or virtually.
• Onboard new clients and open accounts; research client and security information in internal systems.
• Trade discretionary and non-discretionary products and monitor model performance.
• Support Financial Advisors with meetings, marketing activities, and reporting.
• Create reports to measure performance and help improve team efficiency.

Skills

CRM software

Excel

Communication

Organization

Education

High School Diploma or equivalent

Job description

Raymond James is seeking a dynamic Registered Client Service Associate to support Financial Advisors and clients with high-touch administrative tasks. You will manage inquiries, onboarding, and trading processes across various channels, while tracking details in internal systems.

Strong communication and organizational skills are essential. Ideal candidates have extensive experience in financial services, required securities licenses, and the ability to work independently within a collaborative