Client Services Associate for Financial Advisors

Raymond James; Houston (TX); On-site; USD 45,000 - 65,000; Full time

Benefits offered by this job

Benefits package

Job summary

Raymond James is seeking a dynamic Registered Client Service Associate to support Financial Advisors and their clients. You will provide high-quality administrative and client service support across multiple platforms, while coordinating onboarding, account setup, and asset transfers in a fast-paced branch environment.

The role emphasizes effective communication, meticulous organization, and proactive problem-solving to help advisors deliver superior service and timely market insights.

Qualifications

• High School Diploma or equivalent and 1+ year securities industry or related work experience preferred.
• SIE required; Series 7 required; Series 63/65/66 as required by state.

Responsibilities

• Serve as first point of contact to service a high volume of daily interactions with clients by phone, in person, or virtually.
• Onboard new clients, open accounts, and research client information in internal systems.
• Ensure client information and documentation are current with firm regulations and requirements.
• Process and monitor asset transfers to ensure successful receipt and basis alignment.
• Assist advisors with marketing efforts including client-facing seminars and events.

Skills

CRM software

Excel

Effective communication

Organization

Multi-platform communication

Customer service

Financial concepts

Trading terminology

Education

High School Diploma

Tools

CRM software

Job description

Raymond James is seeking a dynamic Registered Client Service Associate to support Financial Advisors and their clients. You will provide high-quality administrative and client service support across multiple platforms, while coordinating onboarding, account setup, and asset transfers in a fast-paced branch environment.

The role emphasizes effective communication, meticulous organization, and proactive problem-solving to help advisors deliver superior service and timely market insights.