Senior Bankruptcy Compliance Manager

Capital One Financial Corporation; Plano (TX); On-site; USD 138,000 - 158,000; Full time

Job summary

Capital One in Plano, TX is seeking a Compliance Advisor Manager to play a key risk management role (second line of defense) ensuring bankruptcy compliance across lines of business. You will provide regulatory input, guidance on policies and procedures, develop training, and perform targeted control reviews and UDAAP validations.

Preferred candidates have a JD and 7 years of bankruptcy compliance, legal, or audit experience.

Qualifications

• Bachelor’s Degree or Military Experience.
• At least 5 years of experience in bankruptcy compliance, legal, or audit.
• At least 5 years of experience supporting, partnering, and interacting with internal business clients.
• Juris Doctorate (preferred).
• 7 years of experience in bankruptcy compliance, legal, or audit (preferred).

Responsibilities

• Review complaints from lines of business and guide remediation with subject matter experts.
• Identify trends in data and advise on external and internal risks.
• Maintain expertise on applicable laws and regulations.
• Perform and review control assessments for accuracy and adherence to procedures.
• Evaluate internal audits, regulatory exams, and self-identified issues for compliance impacts.
• Provide guidance on compliance risks and support risky lines of business.

Skills

Bankruptcy compliance experience

Internal client interaction

Education

Bachelor's Degree

Military Experience

Juris Doctorate

Job description

Capital One in Plano, TX is seeking a Compliance Advisor Manager to play a key risk management role (second line of defense) ensuring bankruptcy compliance across lines of business. You will provide regulatory input, guidance on policies and procedures, develop training, and perform targeted control reviews and UDAAP validations.

Preferred candidates have a JD and 7 years of bankruptcy compliance, legal, or audit experience.