Regulatory Compliance COE Lead

Capital One Group; Chicago (IL); Hybrid; USD 138,000 - 158,000; Full time

Job summary

Capital One seeks a Compliance Advisor Manager to lead risk management within the Regulatory Consumer Center of Excellence. The role delivers expert compliance guidance, partners with legal and business units, and supports enterprise risk processes in a hybrid Capital One setting.

The ideal candidate has 5+ years in compliance/audit and may hold a Master’s or JD. Strong communication and ability to drive consistent advisory practices are essential.

Qualifications

• Bachelor's Degree or Military Experience.
• At least 5 years of experience in compliance, legal, or audit.
• Master’s Degree or Juris Doctor (preferred).
• Certified Regulatory Compliance Manager (preferred).
• Strong written and verbal communication skills.
• Ability to prioritize among conflicting needs under dynamic situations.

Responsibilities

• Develop and expand subject matter expertise with relevant laws, regulations, regulatory guidance, and compliance standards.
• Partner with other Compliance Advisors, Legal, and lines of business to provide guidance on applicable standards and related requirements, governance, controls to ensure consistent and effective risk management across different business areas.
• Develop tools, training, processes, and guidance to drive consistent and efficient advisory engagement within programmatic areas.
• Execute monitoring and other oversight activities associated with the standards owned by the COE.
• Develop and mature informative reporting on programmatic risk across the enterprise.
• Assist in risk assessments across lines of business for new processes, new products, key programs, and/or initiatives, advise lines of business of identified risks, and support remediation efforts and/or policy and process changes.

Skills

Compliance experience

Communication skills

Prioritization

Education

Bachelor's Degree or Military Experience

Master’s Degree or JD

Job description

Capital One seeks a Compliance Advisor Manager to lead risk management within the Regulatory Consumer Center of Excellence. The role delivers expert compliance guidance, partners with legal and business units, and supports enterprise risk processes in a hybrid Capital One setting.

The ideal candidate has 5+ years in compliance/audit and may hold a Master’s or JD. Strong communication and ability to drive consistent advisory practices are essential.