Director, Compliance Advisory & Risk Strategy

Capital One; Plano (TX); Hybrid; USD 187,000 - 214,000; Full time

Job summary

Capital One seeks a Director, Compliance Advisor to lead second-line risk management, advise lines of business on regulatory matters, and drive compliance program effectiveness across corporate initiatives. The role emphasizes expert guidance, training development, and monitoring of controls to ensure adherence to laws and regulatory standards.

Hybrid work is expected with on-site presence per Capital One policy.

Qualifications

• Bachelor’s Degree or military experience.
• At least 8 years of risk management, compliance, audit or legal experience.
• At least 3 years of consumer financial services experience.

Responsibilities

• Review complaints from lines of business and guide remediation.
• Identify trends in data and advise on external and internal risks.
• Maintain expertise on applicable laws and regulations.
• Perform and review control assessments for accuracy and test procedures.
• Evaluate audit, regulatory exam and self-identified issues for compliance impact.
• Provide guidance on compliance risks and support risky business areas.
• Advise lines of business on application of compliance requirements and development of controls.
• Help develop and maintain the compliance program including monitoring, reporting and training.
• Assist with change management of processes, procedures and controls.
• Conduct validations and reviews on controls for applicable regulations.
• Perform UDAAP validations and reviews.
• Participate in compliance testing and third-party compliance.

Education

Bachelor’s Degree or military experience

Job description

Capital One seeks a Director, Compliance Advisor to lead second-line risk management, advise lines of business on regulatory matters, and drive compliance program effectiveness across corporate initiatives. The role emphasizes expert guidance, training development, and monitoring of controls to ensure adherence to laws and regulatory standards.

Hybrid work is expected with on-site presence per Capital One policy.