Senior Auditor - AML, Fraud & Ethics (Hybrid)

Capital One; Plano (TX); Hybrid; USD 110,000 - 125,000; Full time

Job summary

Capital One is seeking an experienced Principal Auditor for AML/Fraud and Ethics Audits in a hybrid role. The position focuses on BSA/AML, Sanctions, and Fraud Compliance audit projects, contributing to the annual audit plan and maintaining ethical standards across the organization.

Responsibilities include leading audits, risk assessments, and communicating issues to management, while leveraging data analytics and fostering strong partner relationships within Capital One's Audit group.

Qualifications

• Bachelor's Degree or military experience.
• At least 4 year of experience in auditing, Anti-Money Laundering, Fraud or Sanctions, or a combination.

Responsibilities

• Participate in major components of business units and lead BSA/AML, Sanctions, and Fraud Compliance audits.
• Operate independently and ensure work is completed to schedule and meets high-quality standards.
• Develop and maintain strong working relationships with key business partners and the extended Audit group.
• Leverage data analytics during planning and fieldwork phases of audit delivery.
• Proactively follow-up on agreed audit actions to ensure timely remediation.

Skills

Auditing

AML/Fraud

Data analytics

Education

Bachelor's degree or equivalent

Job description

Capital One is seeking an experienced Principal Auditor for AML/Fraud and Ethics Audits in a hybrid role. The position focuses on BSA/AML, Sanctions, and Fraud Compliance audit projects, contributing to the annual audit plan and maintaining ethical standards across the organization.

Responsibilities include leading audits, risk assessments, and communicating issues to management, while leveraging data analytics and fostering strong partner relationships within Capital One's Audit group.